Operating Centre

Welcome to the SimplyBiz Operating Centre - providing you with all the compliance documentation and operating systems you need to run a compliant, efficient and profitable business.
 

Please be aware that documents on the Operating Centre are updated as and when required as a result of changes to FCA handbook requirements or relevant legislation.  You will notice that some documents have a more recent release date than others.  For documents that have not been updated for a while, this is because the relevant rules or expectations that govern the contents have also not changed.  We are in the process of carrying out a full review and refresh of documentation on the site and will update you with relevant changes in due course.  In the meantime, if you have any comments about the existing documentation or improvements we could make please send these to compliance@simplybiz.co.uk

Wealth

Retirement Planning, Investments & Protection

Advice Journey

All the compliance documents you need for giving advice from know your client to recommendation and ongoing service.

Business Hub

All the documents you need for running a compliant business, from AML, to T&C and more.

Defaqto Engage

A complete solution including planning tools, research, CIP, and more. Powered by Defaqto, integrated with IO.

DIM

Compliance documentation specifically for those firms operating as a DIM.

Mortgages & Protection

Mortgage Advice Journey

All the compliance documents you need for giving advice from know your client to recommendation and ongoing service.

Business Hub for Mortgages

All the documents you need for running a compliant mortgage business, from AML, to T&C and more.

Consumer Credit

Keep your business fully compliant

Consumer Credit Hub

All the information, advice and guidance needed to keep your business fully compliant, broken down into relevant sections.